-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKRSUKRJPXJ6JchzGWmjTwDPTDfhAmWeHSjfdai2AePT7DONubcfFL5XEhVY1ARN FFBb9v4J6hsm5w8PbdRzhQ== 0000950134-09-002629.txt : 20090212 0000950134-09-002629.hdr.sgml : 20090212 20090212163617 ACCESSION NUMBER: 0000950134-09-002629 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090212 DATE AS OF CHANGE: 20090212 GROUP MEMBERS: A. GRANT HEIDRICH, III GROUP MEMBERS: F. GIBSON MYERS, JR. GROUP MEMBERS: KEVIN A. FONG GROUP MEMBERS: MAYFIELD ASSOCIATES FUND IV, A DELAWARE LIMITED PARTNERSHIP GROUP MEMBERS: MAYFIELD IX MANAGEMENT, L.L.C. GROUP MEMBERS: WENDELL G. VAN AUKEN, III GROUP MEMBERS: WILLIAM D. UNGER GROUP MEMBERS: YOGEN K. DALAL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SENORX INC CENTRAL INDEX KEY: 0001097136 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330787406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83609 FILM NUMBER: 09595366 BUSINESS ADDRESS: STREET 1: 3 MORGAN CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-362-4800 MAIL ADDRESS: STREET 1: 3 MORGAN CITY: IRVINE STATE: CA ZIP: 92618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAYFIELD IX CENTRAL INDEX KEY: 0001041602 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2800 SAND HILL RD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 8508545560 MAIL ADDRESS: STREET 1: 2800 SAND HILL ROAD STREET 2: SUITE 250 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 f51463bsc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 1)1
SenoRx, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
81724W104
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield IX Management, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   599,549
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    599,549
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  599,549
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.5%
     
12   TYPE OF REPORTING PERSON
   
  OO

Page 2 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield IX, a Delaware Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   569,574
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    569,574
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  569,574
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.3%
     
12   TYPE OF REPORTING PERSON
   
  PN

Page 3 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

Mayfield Associates Fund IV, a Delaware Limited Partnership
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   29,975
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    29,975
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  29,975
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.2%
     
12   TYPE OF REPORTING PERSON
   
  PN

Page 4 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

Yogen K. Dalal
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   599,549
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    599,549
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  599,549
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.5%
     
12   TYPE OF REPORTING PERSON
   
  IN

Page 5 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

F. Gibson Myers, Jr.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   599,549
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    599,549
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  599,549
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.5%
     
12   TYPE OF REPORTING PERSON
   
  IN

Page 6 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

Kevin A. Fong
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  -0-
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  0.0%
     
12   TYPE OF REPORTING PERSON
   
  IN

Page 7 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

William D. Unger
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   599,549
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    599,549
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  599,549
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.5%
     
12   TYPE OF REPORTING PERSON
   
  IN

Page 8 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

Wendell G. Van Auken, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   599,549
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    599,549
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  599,549
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.5%
     
12   TYPE OF REPORTING PERSON
   
  IN

Page 9 of 16 pages.


 

                     
CUSIP No.
 
81724W104 
13G

 

           
1   NAME OF REPORTING PERSON
I.R.S. Identification No. of Above Persons (Entities Only)

A. Grant Heidrich, III
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5   SOLE VOTING POWER
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   599,549
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   -0-
       
WITH 8   SHARED DISPOSITIVE POWER
     
    599,549
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  599,549
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.5%
     
12   TYPE OF REPORTING PERSON
   
  IN

Page 10 of 16 pages.


 

Item 1.
         
 
  (a)   Name of Issuer:
 
       
 
      SenoRx, Inc.
 
       
 
  (b)   Address of Issuer’s Principal Executive Offices:
 
       
 
      3 Morgan
 
      Irvine, CA 92618
Item 2.
         
 
  (a)   Name of Persons Filing:
 
       
 
      Mayfield IX Management, L.L.C.
 
      Mayfield IX, a Delaware Limited Partnership
 
      Mayfield Associates Fund IV, a Delaware Limited Partnership
 
      Yogen K. Dalal
 
      F. Gibson Myers, Jr.
 
      Kevin A. Fong
 
      William D. Unger
 
      Wendell G. Van Auken, III
 
      A. Grant Heidrich, III
 
       
 
  (b)   Address of Principal Business Office:
 
       
 
      c/o Mayfield Fund
 
      2800 Sand Hill Road, Suite 250
 
      Menlo Park, CA 94025
 
       
 
  (c)   Citizenship:
 
       
 
      Mayfield IX, a Delaware Limited Partnership and Mayfield Associates Fund IV, a
 
      Delaware Limited Partnership, are Delaware limited partnerships.
 
      Mayfield IX Management, L.L.C. is a Delaware limited liability company.
 
      The individuals listed in Item 2(a) are U.S. citizens.
 
       
 
  (d)   Title of Class of Securities:
 
       
 
      Common Stock
 
       
 
  (e)   CUSIP Number:
 
       
 
      81724W104

Page 11 of 16 pages.


 

     
Item 3.
  If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
     
    Not applicable
     
Item 4.
  Ownership.
     
    The information regarding ownership as set forth in Items 5-9 of Pages 2-10 hereto, is hereby incorporated by reference.
     
    For a summary of total ownership by all Reporting Persons, see Exhibit 3 hereto.
     
Item 5.
  Ownership of Five Percent or Less of a Class.
     
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ
     
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person.
     
    Not applicable.
     
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
     
    Not applicable.
     
Item 8.
  Identification and Classification of Members of the Group.
     
    Not applicable.
     
Item 9.
  Notice of Dissolution of Group.
     
    Not applicable.
     
Item 10.
  Certification.
     
    Not applicable.

Page 12 of 16 pages.


 

SIGNATURES
          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2009
         
  MAYFIELD IX MANAGEMENT, L.L.C.
 
 
  By:   /s/ James T. Beck    
    James T. Beck, Authorized Signatory   
       
  MAYFIELD IX, A DELAWARE LIMITED PARTNERSHIP
 
 
  By:        Mayfield IX Management, L.L.C.    
         Its General Partner   
       
     
  By:   /s/ James T. Beck    
    James T. Beck, Authorized Signatory   
       
  MAYFIELD ASSOCIATES FUND IV,
A DELAWARE LIMITED PARTNERSHIP
 
 
  By:        Mayfield IX Management, L.L.C.    
         Its General Partner   
     
  By:   /s/ James T. Beck    
    James T. Beck, Authorized Signatory   
       
  YOGEN K. DALAL
 
 
  By:   /s/ James T. Beck    
    James T. Beck, Attorney In Fact   
       
  F. GIBSON MYERS, JR.
 
 
  By:   /s/ James T. Beck    
    James T. Beck, Attorney In Fact   
       
     
  /s/ Kevin A. Fong    
  KEVIN A. FONG   
     
 

Page 13 of 16 pages.


 

         
  WILLIAM D. UNGER
 
 
  By:   /s/ James T. Beck    
    James T. Beck, Attorney In Fact   
       
  WENDELL G. VAN AUKEN, III
 
 
  By:   /s/ James T. Beck    
    James T. Beck, Attorney In Fact   
       
  A. GRANT HEIDRICH, III
 
 
  By:   /s/ James T. Beck    
    James T. Beck, Attorney In Fact   
       

Page 14 of 16 pages.


 

         
EXHIBIT INDEX
     
Exhibit 1 -
  “JOINT FILING AGREEMENT” is hereby incorporated by reference to Exhibit 1 to the Statement on Schedule 13G dated February 14, 2008.
 
   
Exhibit 2 -
  “POWERS OF ATTORNEY” are hereby incorporated by reference to Exhibit 2 to the Statement on Schedule 13G dated February 14, 2008.
 
   
Exhibit 3 -
  OWNERSHIP SUMMARY

Page 15 of 16 pages.


 

EXHIBIT 3
                         
    Number of     Percent of Class
    Shares   Number of Shares   Beneficially
Name of Reporting Person   (Direct)   (Indirect)   Owned (1)
Mayfield IX Management, L.L.C.
    -0-       599,549 (2)(3)     3.5 %
Mayfield IX, a Delaware Limited Partnership
    569,574 (2)     -0-       3.3 %
Mayfield Associates Fund IV, a Delaware Limited Partnership
    29,975 (3)     -0-       0.2 %
Yogen K. Dalal
    -0-       599,549 (4)     3.5 %
F. Gibson Myers, Jr.
    -0-       599,549 (4)     3.5 %
Kevin A. Fong
    -0-       -0- (5)     0.0 %
William D. Unger
    -0-       599,549 (4)     3.5 %
Wendell G. Van Auken, III
    -0-       599,549 (4)     3.5 %
A. Grant Heidrich, III
    -0-       599,549 (4)     3.5 %
TOTAL
    599,549               3.5 %
 
(1)   The respective percentages set forth in this column were obtained by dividing the number of shares by the aggregate number of shares outstanding as of December 31, 2008.
 
(2)   Represents shares held directly by Mayfield IX, a Delaware Limited Partnership (“Mayfield IX”), of which Mayfield IX Management, L.L.C. (“Mayfield IX Management”) is the General Partner.
 
(3)   Represents shares held directly by Mayfield Associates Fund IV, a Delaware Limited Partnership (“Mayfield Associates IV”), of which Mayfield IX Management is the General Partner.
 
(4)   Includes shares held directly by Mayfield IX and Mayfield Associates IV. Yogen K. Dalal, F. Gibson Myers, Jr., William D. Unger, Wendell G. Van Auken III and A. Grant Heidrich, III are Managing Directors of Mayfield IX Management, which is the general partner of Mayfield IX and Mayfield Associates IV. The Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by Mayfield IX and Mayfield Associates IV, but each disclaims such beneficial ownership.
 
(5)   Effective February 8, 2008, Mr. Fong ceased to be a Managing Director of Mayfield IX Management.

Page 16 of 16 pages.

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